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Franklin’s Wamco Nears $100 Million SEC Deal Over Leech Trades Western Asset Management is nearing an agreement with the SEC to resolve a probe related to trading practices of its onetime star manager Ken Leech.
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126 天前
2026-06-04 18:38:55 UTC
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126 天前
2026-06-04 18:38:55 UTC
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126 天前
2026-06-04 19:10:30 UTC
富兰克林邓普顿旗下的西部资产管理公司（Wamco）正接近与美国证交会达成至少 1 亿美元的结算协议，以解决针对其前明星基金经理 Ken Leech 违规交易行为的调查。
Western Asset Management is nearing a $100 million settlement with the SEC over trade allocation practices involving former star manager Ken Leech. The deal follows allegations of cherry-picking profitable trades for favored clients, which led to over $100 billion in outflows.
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